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Machine-Verified Spectral Intelligence: From Data Geometry to Holographic Bounds via Lean 4

Dr. Tamás Nagy Updated 2026-03-18 15:30 Short Draft Machine Learning Lean-Verified
Mathematics verified. Core theorems are machine-checked in Lean 4. Prose and presentation may not have been human-reviewed.
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Abstract

We present the first complete, machine-verified proof chain connecting four fundamental phenomena in deep learning theory: neural scaling laws, attention as spectral filtering, grokking as a spectral phase transition, and holographic entropy bounds on learned representations. All proofs are formalized in Lean 4 with Mathlib and compile without axioms beyond the standard foundation. The chain establishes that a single parameter — the spectral decay exponent s determined by data regularity class — controls scaling law exponents, attention depth requirements, the timing and sharpness of grokking transitions, and the information-theoretic capacity of learned representations. The holographic capstone proves that spectral representation entropy satisfies a Bekenstein-type bound, placing a physical limit on what any finite-precision learner can encode. We validate the theory empirically: training transformers on modular arithmetic across five vocabulary sizes, we find that total compute to grokking scales as \(p^{1.22}\) (\(R^2 = 0.963\), 15 runs), with the extracted spectral exponent matching the range predicted by scaling law theory. To our knowledge, this is the first formally verified end-to-end theory linking data geometry to learning dynamics and information capacity, accompanied by quantitative empirical confirmation.

Length
4,098 words
Claims
15 theorems
Status
Draft
Target
NeurIPS 2026 (or ICML 2027)

Connects To

Universal Foundations: A Verified Library of Core Mathematic...

Referenced By

Emergent Capabilities as Universal Latent Modes

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